Frequently Asked
Questions

Non individual Investors such as a company, HUF, trust etc. are not allowed to transact via WhatsApp.

To update your FATCA details please follow the below steps.
• Login to the Invest Online portal with your User ID and password/OTP.
• Navigate to the Manage Account tab in the top bar. Select “FATCA Request” option from the appearing dropdown menu.
• Fill all the details in FATCA form and upon submission, the same will be updated in the selected folio.

Please check our FAQs on SIP Online to know the procedure to register an online SIP.

For an STP you can invest a lump sum amount in one scheme and regularly transfer a pre-defined amount into another scheme. Commonly, investors park a lump sum amount in a debt fund, from where a regular amount is transferred at periodic intervals into specific equity-oriented funds. It is similar to the drip investing concept of an SIP, the only difference being that money flows from one fund to another in case of an STP instead of being transferred from your bank account. This eliminates the risks associated with timing the market in case of lump sum investments and in turn offers the benefit of rupee cost averaging. You may choose a daily, weekly, monthly or a quarterly transfer plan, as per your needs.

For an STP, you have to choose a fund from which the transfer is taking place (Transfer of scheme or fund) and a fund to which the transfer is taking place (Transferee Scheme or Fund). Transfers can be made daily, weekly, monthly or quarterly depending upon the STP chosen by you and the options available.

The STP takes place in the form of units of the fund. This switch to the new scheme is carried out at the prevailing net asset value (NAV). Depending upon the NAV of the transferor fund, the redeemed units are converted in to redemption amount which is used to purchase the units of the transferee fund.

Say if a person wants to invest in a fund ''''B'''' through STP, he will have to first select a fund ''''A'''' which allows STP. After selecting the fund ''''A'''', he will select fund ''''B'''' where the amount will be transferred. But instead of reallocating the entire amount, in STP you can select and set your amount and time period according to your risk appetite and the money will be regularly transferred from fund ''''A'''' to fund ''''B''''.

The STP helps against any foreseen or sudden downfalls of the market.

Systematic withdrawal plans are used by investors to create a regular flow of income from their investments. Investors looking for income at periodic intervals for e.g. funding a travel plan during the children’s summer vacations, also set up their withdrawals in such a way that the cash is available when most required.

For an STP you can invest a lump sum amount in one scheme and regularly withdraw a pre-defined amount into another scheme.

Let us assume you have 5,000 units in a Mutual Fund scheme. You have given instructions to the fund house that you want to withdraw Rs. 8,000 every month through SWP.

Now let''s assume that on 1 December, the Net Asset Value (NAV) of the scheme is Rs. 20.
Equivalent number of MF units = Rs. 8,000 / Rs. 20 = 400 units
400 units would be redeemed from your MF holdings, and Rs. 8,000 would be given to you.
Your remaining units = 5,000 - 400 = 4600 units

Now let''''s assume that on 1 January, the NAV is Rs. 16.
Equivalent number of units = Rs. 8,000 / Rs. 16 = 500 units
500 units would be redeemed from your MF holdings, and Rs. 8,000 would be given to you.
Your remaining units = 4600 - 500 = 4100 units

Physical Fax –

• The investor needs to send a fax on our toll free number – 1800-22-3864
• This hard copy of fax received will be time stamped under the time stamping machine and the applicable NAV will be allotted on basis of timestamp and fund utilization in accordance with SEBI (Mutual Funds) Regulations.
• The investor needs to subsequently send the original copy of the faxed document to our office.

Email Fax -

•  The investor needs to send a fax on our toll free number – 1800-22-3864
• This Fax will be converted into image attachment by the software and will be transmitted to the Email Id - [email protected] as an attachment.
• Unit allotment done depending on fax received time in server (subject to verification of request)

a.   HelpYourNGO Foundation: HelpYourNGO Foundation (HYNGO) is a not-for-profit organization set up with the objective of increasing transparency in the social sector and helping donors make informed donation decisions in a strategic manner. HYNGO is the only organization in India standardizing detailed financial and program information on 650+ NGOs across 15 of the 17 UN Sustainable Development Goals (SDG-17), 500+ zip-codes and 13 sectors. The aim is to connect donors to genuine, trustworthy NGOs through information on its website and advisory services. Their analysts make an effort to identify NGOs which meet the highest standard of credibility and run efficient programs but have lesser visibility than the popular NGOs.

HYNGO’s products – YourRedButton and the Systematic Giving Plan (adopted by Quantum via the SMILE facility) – aim at creating a steady stream of inflows for credible NGOs thereby enabling them to focus on their work rather than investing resources for fund raising. If you need any more information, kindly refer to this link which has all details necessary for SMILE investors:
https://www.helpyourngo.com/sgp_about_us.php

b.   Action Against Hunger: Unnati is the flagship livelihood programme of the Sree Guruvayurappan Bhajan Samaj Trust in Bengaluru. It is a 50-day vocational training programme that helps economically underprivileged youth get an assured job. Students are put through 300 hours of instruction in their chosen vocation in addition to training in spoken English, computers, life skills and values. They have succeeded in placing over 12,000 youth with various employers like the Tata Group, Westside, JP Morgan, Asian Paints, and others.

c.   CanSupport: CanSupport was founded by a cancer survivor to help fight the disease, trauma and pain of cancer patients and their families. They provide a wide-range of free services to help destitute cancer patients throughout their cancer journey; right from diagnosis, curative therapies, to bereavement and rehabilitative support to the families of cancer patients. They organize home visits by doctors for patients too sick to go to hospital, run outpatient clinics, day care centres, a helpline and also spread awareness of Government schemes for financial assistance.

d.   Make-A-Wish Foundation of India: Make-A-Wish Foundation of India is the India chapter of the world’s largest wish-granting organization. They grant the wishes of children with life-threatening medical conditions in the age group 3-18 years to give them hope and strength as they deal with their illnesses. They generally cater to 4 categories of wishes: Wish to Have, Wish to Be, Wish to Meet and Wish to Go. They believe that having a wish fulfilled empowers the children to fight harder against the disease they are battling.

e.   Parinaam Foundation: Parinaam works with urban low-income communities across 20 states in India to bring them out of poverty through financial literacy and social inclusion. Diksha Financial Literacy, their largest program helps women from low-income families to save more and access financial services. Their Urban Ultra Poor Program tackles generational poverty by providing livelihood, healthcare, childcare and social services support to families in dire need. They also provide access to high quality education in English medium schools through academic scholarships to underprivileged students.

f.   Sree Guruvayurappan Bhajan Samaj Trust (SGBS Trust): Unnati, SGBS Trust’s flagship program, is a 50-day vocational and life skills training program provided at a subsidized cost to help underprivileged youth secure stable employment. Students in the age group of 18-25 years undergo 300 hours of instruction in their chosen vocation in addition to training in spoken English, computers, life skills and values. The Trust has succeeded in placing youth with various employers like the Tata Group, Westside, JP Morgan, Asian Paints, and others.

g.   Vidya Poshak: Vidya Poshak supports underprivileged meritorious students of Class X and above in pursuing higher education which eventually leads to better employment opportunities. Their team of volunteers conducts home visits to scrutinize the deserving applicants. Their Nurture Merit program provides financial assistance, library facilities and soft skills training to students. They conduct other programs offering online tutoring sessions, IIT-JEE training, life and career skills training, and run a knowledge centre for proving free books for examinations, access to internet, etc.

1. This list is subject to change to cover more NGOs as the SMILE corpus grows.
2. If no NGO/s is/are selected then the contribution will be made to the HYNGO and they will further disburse it to NGO/s based on the need.

You will receive a confirmation email and SMS with the details of your Online STP after successfully completing the registration process on our website.

You can also check the status of your registration under the section Commercial Transactions > ‘STP’.

You can make a purchase through SIP for all our schemes (except for Quantum Nifty 50 ETF and Gold ETF Fund) through the Online mode or the Offline mode.

Offline SIP - The request for SIP application should be received at our end within 21 business days prior to the SIP date opted by you in the form. After receiving the valid documents at our end, your SIP will be activated.

Online SIP - Online SIP (ISIP) instructions will take a minimum of 15 days for activation by the Registrar and the Bank. The first auto debit will be carried out only after the registration is completed by the Registrar and the Bank.

Earlier the SIP registration facility was provided for existing investors only. However, now the first time investors can also register for a SIP through our new purchase Invest Online module. The new purchase can be done alongwith lumpsum purchase or for only ‘SIP’ also.

Choose your preferred mode and click on the below links to read more and invest with us.

Please note that you need to be KYC compliant to invest with us. Click here to know more about KYC.

To invest offline in India’s 1st Direct to Investor Mutual fund, investors are requested to follow the steps given below:

Collecting the Application Form

You can download the form from our website Click here to download the form now.

You can also collect the physical application form from any of our offices, as per the addresses below:

Complete the form and attach mandatory documents

Fill your personal details like name, address, phone no., email id and bank account information and attach the below mentioned documents:

Submit the Application Form

You can submit your physical applications along with all required supporting documents as mentioned below:

If you wish to change the bank details for your existing Systematic Investment Plan (SIP) registered through the above mode, you need to submit a duly filled and signed One Time Mandate along with the SIP auto debit form indicating the option ‘Change in Bank Account’. Also, kindly submit a cancelled cheque copy of your new bank account.

Note: The change in bank mandate request needs to be submitted 21 days prior the next SIP due date. Else the auto debit will be processed with the existing bank details.

Offline SIP registered through Cheque -

If you wish to change the bank details for your existing Systematic Investment Plan (SIP) registered through the above mode, kindly submit a Cancellation Request first and subsequently submit a fresh request for SIP registration.

Note: Kindly ensure that the registration request is received 21 days prior to your subsequent SIP date. However the SIP cancellation request needs to be submitted 15 business days prior the next SIP date.

Existing investors can make the following transactions through SMS:

Financial Transactions:

• Additional Purchase (Subscription)
• Redemption
• Switch in / Switch-out

Non – Financial Transactions:

• • NAV
• • Folio Valuation
• • Email Statement of Account
• • SIP Renewal Procedure

Transaction Through Email (Without Attachment) -

• Existing Individual Investors (irrespective of mode of holding)
• All holders to be KYC compliant
• The transaction email needs to be received from the Email Id registered under investor’s folio.
• The investor’s mobile number needs to be registered in the said folio.
• A new investor or non-individual investors cannot avail for this facility

Transaction Through Email (With Attachment) –

• Existing Individual & non-individual Investors (irrespective of mode of holding)
• All holders to be KYC compliant
• The transaction email needs to be received from the Email Id registered under investor’s folio.
• The investor’s mobile number needs to be registered in the said folio.

You will receive a confirmation email/SMS with the details of your Online SWP after successfully completing the registration process on our website.

You can also check the status of your registration under the section '' Commercial Transactions > SWP > Registered SWP ''.

Currently only an existing investor with Quantum Mutual Fund can invest in SWP through our online SWP option.

1. Visit www.QuantumAMC.com.
2. Click on Invest Online section and log in using your User id/PAN and Password/OTP.
3. Under ‘Transact’ click on "SWP"
4. Click on ‘New SWP Registration’
5. Click on ‘Register SWP’ for the respective source scheme
6. Fill up the Online SWP registration form
7. Click on ‘Submit’ and confirm the SWP registration request by clicking on ‘Confirm’ option

Investors having Bank Accounts with the banks participating in National Payments Corporation of India (NPCI) for payment through Interbank Mobile Payment Solution (IMPS) facility can invest in Quantum Mutual Fund Schemes.
The customer having account with any of these banks should register for IMPS service with the Bank. The registration process shall be as per the procedure laid down by each bank.

WhatsApp Facility will be available to existing registered Identified Investors as prescribed by the AMC from time to time and individual investors and joint holders and who is KYC compliant (for financial transactions). The new investor who wishes to avail this Facility shall first be required to subscribe / purchase units through the offline / web or such other mode of transactions as may be prescribed by the AMC from time to time.

To avail for this facility, the mobile number and Email Id of the investor needs to be registered under his folio.

You need to mention your transaction type, folio number, amount, scheme details like name, plan and option, details about change request in the WhatsApp / HIKE message (depending upon the type of transaction).

Yes, you can now invest in Quantum Mutual Fund Schemes through the Interbank Mobile Payment Service (IMPS) mode on our website www.QuantumMF.com / www.QuantumAMC.com.

The Online SWP facility is available at NO CHARGE.

Quantum Mutual Fund offers you Online SIP (ISIP) through the banks mentioned below. Please note that you need to have your net banking with utility payment facility with your bank to avail of this facility.

• The investor is required to send the WhatsAPP transaction request to the Mobile Number +91-924322 3863 containing details as defined on the AMC website which are required to process the transaction request. Transaction requests sent to any other Mobile Number will not be accepted. The AMC will make a confirmation / verification call to the investor on registered Mobile Number / Telephone / Contact Number through recorded line to confirm / verify the Transaction Request.

• If for any reason whatsoever confirmation / verification is not completed then the Transaction Request will not be processed and the request shall stand rejected by the AMC. After the necessary confirmation / verification of the Transaction Request with the investor, the AMC will send an acknowledgement email to the investor for acceptance or non-acceptance of the Transaction Request and such acknowledgement email from the AMC shall be considered as valid acceptance or non-acceptance of the transaction request and the transaction shall then be processed afterwards subject further to validity of request.

You need to register your bank through the One Time Mandate form for transfer of funds to the AMC’s account against your purchase transaction. Please Click Here to know more on One Time Mandate Facility.

You can also transfer funds to AMC’s bank account before sending SMS for the Financial Transaction Request through NEFT / RTGS facility.

Please Click Here and refer the question “Which are the Quantum collection bank account details to initiate an NEFT/RTGS transfer?” for our collection bank account details

Collecting the Application Form:

You can download the form from our website www.QuantumMF.com.

You can also collect the physical application form from any of our office branch OR collection centers as shown below.

Fill up the form and attach the mandatory documents

For New Investors:

Fill all the required information and attach the below mentioned documents as supporting.

For Existing Investors:

Fill all the required information and attach the below mentioned documents as supporting.

Submission of the Form:

You can submit your physical applications along with all required supporting documents at the addresses mentioned below:

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

STP refers to Systematic Transfer Plan where in an investor invests a lump sum amount in one scheme and regularly transfers (i.e. switches) a pre-defined amount into another scheme. According to the frequency of STP selected, on a specified date an amount chosen by the investor is transferred from the existing scheme to another of the investor’s choice.

A Trigger will activate a transaction / alert when the event selected for has reached the value greater than/ equal to the specified particular value i.e. Trigger Point.

Eg:  Mr. Z bought 5000 units at NAV of 11.00. If  Mr. Z wants to switch all his units when the NAV reaches 15.00, he has to keep track of the NAV daily and then send a switch request within a stipulated time period for effecting the switch at the NAV of the intended day.

However, instead of keeping a track of the NAV everyday, Mr.ZA can set a Trigger: To switch all units when NAV is 13 or more. In this case, the AMC will keep track on behalf of Mr. Z and switch his units on the day when the NAV reaches 13 or more. Thus Trigger is useful in financial planning.

Please note that you need to be KYC compliant to invest with us. Click here to know more about KYC.

To invest offline in India’s 1st Direct to Investor Mutual fund, investors are requested to follow the steps given below:

Collecting the Application Form

You can download the form from our website Click here to download the form now.

You can also collect the physical application form from any of our offices Or collection centers, as per the addresses below:

Complete the form and attach mandatory documents

Fill your personal details like name, address, phone no., email id and bank account information and attach the below mentioned documents:

Submit the Application Form

You can submit your physical applications along with all required supporting documents as mentioned below:

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

The applicable exit load will be charged at the time of redemption/switch out/STP irrespective of the amount invested. In case of SIP, we follow FIFO (First In First Out) method to calculate the exit load. If you start 1 year SIP on 5th July 2011 in Quantum Long Term Equity Fund then the exit load for that month’s investment will be applicable up to 5th July 2013. The exit load for your last installment on 5th June 2012 will be NIL after 5th June 2014.

Please find below the exit load structure of each scheme;

For an STP you can invest a lump sum amount in one scheme and regularly transfer a pre-defined amount into another scheme. Commonly, investors park a lump sum amount in a debt fund, from where a regular amount is transferred at periodic intervals into specific equity-oriented funds. It is similar to the drip investing concept of an SIP, the only difference being that money flows from one fund to another in case of an STP instead of being transferred from your bank account. This eliminates the risks associated with timing the market in case of lump sum investments and in turn offers the benefit of rupee cost averaging. You may choose a daily, weekly, monthly or a quarterly transfer plan, as per your needs.

For an STP, you have to choose a fund from which the transfer is taking place (Transfer of scheme or fund) and a fund to which the transfer is taking place (Transferee Scheme or Fund). Transfers can be made daily, weekly, monthly or quarterly depending upon the STP chosen by you and the options available.

The STP takes place in the form of units of the fund. This switch to the new scheme is carried out at the prevailing net asset value (NAV). Depending upon the NAV of the transferor fund, the redeemed units are converted in to redemption amount which is used to purchase the units of the transferee fund.

Say if a person wants to invest in a fund ‘B’ through STP, he will have to first select a fund ‘A’ which allows STP. After selecting the fund ‘A’, he will select fund ‘B’ where the amount will be transferred. But instead of reallocating the entire amount, in STP you can select and set your amount and time period according to your risk appetite and the money will be regularly transferred from fund ‘A’ to fund ‘B’ .

The various types of Triggers available to the Unit holder are:< /p>

a. Event-based Triggers: Unit holder can also set triggers based on the occurrence of a particular external event that affects the value of investment. For example,

• Value of investment reaches or crosses a particular value
• Investment Value appreciates by specified %
• Capital appreciation of a particular amount
• NAV reaches or crosses a particular value
• NAV appreciates by specified %
• Switch on a particular day or date
• BSE Sensex Rise/Fall by specific points/percentage
• BSE /NSE Sensex reaches specific points/percentage
• NSE NIFTY Rise/Fall by specific points/percentage

b. Time based Triggers: Time based triggers are actioned on the day and /or date opted by the investor. For e.g. If investor has opted particular day or date trigger for redeeming specified amount to buy some gift for his/her relative’s birthday, a trigger could be set based on the date as requested by the Unit holder or Investor can give a redemption request before a specific date - 25th Wedding Anniversary,  retirement date, three years from date of trigger or  son/daughter reaches the age of 21.

When you feel that your portfolio needs rebalancing, STP comes in handy and saves you from lots of operational hassles that would otherwise go in transferring funds into equity schemes.
When market conditions are in favor of equity growth in near future, it’s good to skew your portfolio towards equity for better returns with the help of STP.

The Offline SIP facility is available at NO CHARGE. However charges can be levied by your bankers.

Mutual Fund investments are subject to market risks, read all scheme related documents carefully.

For New Investors:

Fill all the required information and attach the below mentioned documents as supporting.

Note : Incase of first time purchase in Quantum Liquid Fund, a request for STP registration can be submitted only after allotment of units in this scheme. (Since allotment of units happen only after realization of funds)

For Existing Investors

Duly filled and signed Systematic Transaction Form

Submission of the Form

You can submit your physical applications along with all required supporting documents at the addresses mentioned below:

1. The online STP modification/cancellation request needs to be submitted 10 business days prior to the next STP date opted by you online.
2. In case the modification request received involves change in the STP amount and if any STP installment is due within 10 business days from the date of modification request received, the said installment will be processed as per the amount of the STP registered before modification
3. Modification can only be done in the STP amount and STP end period

Systematic withdrawal plans are used by investors to create a regular flow of income from their investments. Investors looking for income at periodic intervals for e.g. funding a travel plan during the children’s summer vacations, also set up their withdrawals in such a way that the cash is available when most required.

For an SWP you can invest a lump sum amount in one scheme and regularly withdraw a pre-defined amount into another scheme.

Let us assume you have 5,000 units in a Mutual Fund scheme. You have given instructions to the fund house that you want to withdraw Rs. 8,000 every month through SWP.

Now let''''s assume that on 1 December, the Net Asset Value (NAV) of the scheme is Rs. 20.
Equivalent number of MF units = Rs. 8,000 / Rs. 20 = 400 units
400 units would be redeemed from your MF holdings, and Rs. 8,000 would be given to you.
Your remaining units = 5,000 - 400 = 4600 units

Now let''''s assume that on 1 January, the NAV is Rs. 16.
Equivalent number of units = Rs. 8,000 / Rs. 16 = 500 units
500 units would be redeemed from your MF holdings, and Rs. 8,000 would be given to you.
Your remaining units = 4600 - 500 = 4100 units

This way, units from your mutual fund holdings are redeemed in a systematic way to provide you with continuous income.

Yes, you can cancel your existing SWP. To cancel your SWP request, kindly submit to us a duly signed written request or Systematic Transaction Form by all the unit holder(s) according to the mode of holding. In the written request, kindly mention your folio number, the SWP amount, SWP date and the scheme name in which you wish to cancel the SWP and tick on ‘Cancellation’ in case you are submitting the SWP form.

You can modify the offline SWP via online mode. Please Click Here to modify your SWP..
Mutual Fund investments are subject to market risks, read all scheme related documents carefully.

Note:
Your request for SWP cancellation (through offline/online) needs to be submitted 10 working days prior the SWP date.
The modification can only be done in the SWP amount and the SWP end period.

0.005% of the net investment value i.e., gross investment amount less any other deduction like transaction charge.

Stamp duty applicability will be on Purchases (including triggers from past SIP registrations), Switch-in (including triggers from past STP registrations) and Dividend reinvestment transactions. The same is applicable for both physical and demat. Transfer of Units from one demat account to another including market / off-market transfers attract stamp duty.

Below given is the list of Direct Debit banks for SIP.

If your branch falls under Non ECS location/ Invalid MICR and if the bank is activated as DD bank, your SIP will still get registered successfully. It means that investor can have SIP from any branch of the direct debit irrespective of the MICR code or ECS location available in our list.

Yes, you can modify/cancel your online SWP.
If you wish to modify/cancel the existing SWP registered with us, you can do so by following the below mentioned procedure:

1. The online SWP modification/cancellation request needs to be submitted 10 business days prior to the next STP date opted by you online.
2. In case the modification request received involves change in the SWP amount and if any SWP installment is due within 10 business days from the date of modification request received, the said installment will be processed as per the amount of the SWP registered before modification
3. Modification can only be done in the SWP amount and SWP end period

• Full switch from Liquid Scheme into other schemes of Quantum Mutual Fund
• Switch of certain number of units
• Switch of certain amount
• Switch of only gains into other schemes of Quantum Mutual Fund
• Switch original investment amount in Liquid scheme to any other scheme.
• Switch Gain amount in Liquid Scheme to any other schemes

The following details are to be mentioned in your transaction request.

Financial Transactions:


The same Syntax is to be followed for it to be considered a syntax based SMS transaction.

Non-Financial Transactions:

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

Transactions through WhatsApp / HIKE is a facility wherein Quantum Mutual Fund will accept requests for Financial transactions & like Subscriptions/ Redemption / Repurchase / Switch-in / Switch-out of units and Updation of personal data / information as prescribed on the website of the AMC / Fund from time to time through WhatsApp subject to the Sender fulfilling the terms and conditions as prescribed by the AMC from time to time.

You can pay at regular intervals by giving Direct Debit instructions to your bank for the same.
OR
You can pay at regular intervals by giving Post-dated cheque and we will deposit the same.

Please note that you need to be KYC compliant to invest with us. Click here to know more about KYC.

To invest offline in India’s 1^st Direct to Investor Mutual fund, investors are requested to follow the steps given below:

Get in touch with a SEBI registered Broker or Trading Member and open a new DEMAT account as well as Trading account. If you already have an existing demat account say for holding of your securities, same account can be used for holding mutual fund units in demat form also.

Note: broker should have obtained AMFI Registration Number (ARN) from Association of Mutual Funds of India (AMFI).

Some of the popular brokers are HDFC Securities, ICICI Direct, Sharekhan, Indiainfoline etc.

After this, broker would be in a position to confirm the details of order to the investor.

By end of the day member would be able to issue Contract Note containing particulars of Mutual Fund Scheme, value of subscription, brokerage and service tax applicable. In cases of rejection of the order, reason for rejection would also be communicated by the member.

Once he receives the confirmation and delivery of mutual fund units in to his account he will transfer the same to Investor’s account. The investor should be able to see his Mutual fund units by logging in to his demat account.

Note: The investor does not get any kind of confirmation or account statement from the respective MUTUAL FUND or AMC for the units bought.

NSE has started an online order collection system specially for transacting in Mutual Funds called as MFSS. Click here to read more .

Pursuant to Notification No. S.O. 1226(E) and G.S.R. 226(E) dated March 30, 2020 issued by Department of Revenue, Ministry of Finance, Government of India, read with Part I of Chapter IV of Notification dated February 21, 2019 issued by Legislative Department, Ministry of Law and Justice, Government of India on the Finance Act, 2019, stamp duty will be levied on mutual fund transaction, with effect from July 1, 2020, as per the rates provided in the table below :-

Investor can contribute minimum amount of 1% of redemption amount subject to maximum of Rs.1000/- or such other amount at the discretion of the investor from the total redemption amount to HYNGO Foundation as donation. If the contribution amount is less than Rs. 1000/- then that will form part of General Donation to HYNGO Foundation and if contribution amount is more than or equal to Rs.1000/- then it will form part of Corpus Donation to HYNGO Foundation.

In case of Partial Redemption, the units towards contribution to SMILE will be addition to the redemption units and in case of full redemption units towards contribution to SMILE will be net off from the total units.

Yes, you can!

To cancel your existing SIP in Quantum Mutual Fund, you will need to submit either the SIP form or the written request mentioning your folio number, scheme name, SIP date and amount to this effect to our registered office address as mentioned below or any of our collection centers closest to you.

You are requested to send us the SIP cancellation request 15 business days prior to the SIP date opted by you.If an SIP installment is due within 15 business days from the date of cancellation, that installment will be processed and your bank account will be debited for that SIP installment.

To modify the SIP amount/frequency etc. registered at our end, you need to submit to us a SIP cancellation request to cancel your existing SIP and subsequently submit to us a fresh request for SIP registration. (The procedure for both is mentioned above).

Yes, you can cancel your existing STP. To cancel your STP request, kindly submit to us a duly signed written request or Systematic Transaction Form by all the unit holder(s) according to the mode of holding. In the written request, kindly mention your folio number, the STP amount, STP date,  the scheme name in which you wish to cancel the STP and tick on ‘Cancellation’ in case you are submitting the STP form.

You can modify the offline STP via online mode. Please Click Here to modify your STP.
Note:
Your request for STP cancellation (through offline/online) needs to be submitted 10 working days prior the STP date.
The online modification of STP can only be done in the STP amount and the STP end period.

This facility will be available to existing registered individual investors and joint holders where the mode of holding is ‘Individual ‘or ‘Anyone or Either or Survivor’ or ‘Joint’ and who are KYC compliant. Even non-individual investors who are KYC compliant are eligible for transactions through Fax / E-Mail fax.
Note: For Individual Investors the Email Id of the investor needs to be registered under his folio. For the Non-Individual Investors their Email ID  has to be registered under their folio to avail the ‘Email with Attachment’ facility however it is not mandatory for fax transactions.
A new investor who wish to avail this facility shall be first required to subscribe for units through other modes of transaction i.e. offline or through the ‘Invest Online’ option provided on our website. Post which they can avail for transactions through this facility.

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

Please Click Here and refer the question “Which are the Quantum collection bank account details to initiate an NEFT/RTGS transfer?” for our collection bank account details.

• Change or Updating of Mobile No / Residence No / Office No / Fax No
• Updating of IFSC / MICR No / Bank Address
• Change / Updating for Date of Birth
• Change of E-mail ID
• SOA Request
• FATCA updation
• Aadhar Number Updation

For New Investors:

Fill all the required information and attach the below mentioned documents as supporting.

For Existing Investors

Fill all the required information and attach the below mentioned documents as supporting.

Duly filled and signed Systematic Transaction Form

Submission of the Form

You can submit your physical applications along with all required supporting documents at the addresses mentioned below:

The applicable exit load will be charged at the time of STP according to the scheme features.

Please find below the exit load structure of each scheme;

You need to register your bank through the One Time Mandate form for transfer of funds to the AMC’s account against your purchase transaction. Please Click Here to know more on One Time Mandate Facility.

You can also transfer funds to AMC’s bank account before sending SMS for the Financial Transaction Request through NEFT / RTGS facility.

Please Click Here and refer the question “Which are the Quantum collection bank account details to initiate an NEFT/RTGS transfer?” for our collection bank account details.

When you feel that your portfolio needs rebalancing, STP comes in handy and saves you from lots of operational hassles that would otherwise go in transferring funds into equity schemes.
When market conditions are in favor of equity growth in near future, it’s good to skew your portfolio towards equity for better returns with the help of STP.

Investors with short indicative investment horizon of less than 30 days will get impacted more because the stamp duty is being charged as a onetime charge. Please refer below table for illustration purpose. Impact gets reduced as the holding period increases.

The below is the procedure to register an SIP in DIT

• Visit www.QuantumAMC.com
• Click on the tab “Quantum Cosmos” > Click on ‘Partner Login’
• Login with OTP
• Select ‘SIP’ under the ‘Transaction’ option
• Select/Enter the folio and click on ‘Submit’
• Click on ‘Add New SIP’
• Enter the required details and click on ‘Submit’
• Confirm the details of SIP by clicking on ‘Confirm’ option
• An email with the link to complete the transaction will be triggered to the investor’s registered email id
• Investor has to click on the link to enter the bank details and click on ‘send otp’
• OTP will be sent to his registered email id & mobile number. Investor to confirm the transaction by entering the OTP received
• Click on Submit
• An on-screen message will be displayed. Also an email and SMS acknowledgement will be triggered to the investor’s registered email id and mobile number respectively
• Investor has to register the URN within expiry date (within 7 days from registration date)
• SIP will be registered within 15 days post successful registration confirmation received from the Bank.

Physical Fax –
• The investor needs to send a fax on our toll free number – 1800-22-3864
• This hard copy of fax received will be time stamped under the time stamping machine and the applicable NAV will be allotted on basis of timestamp and fund utilization in accordance with SEBI (Mutual Funds) Regulations.
• The investor needs to subsequently send the original copy of the faxed document to our office.

Email Fax -
• The investor needs to send a fax on our toll free number – 1800-22-3864
• This Fax will be converted into image attachment by the software and will be transmitted to the Email Id - [email protected].com as an attachment.

Note –
• After the necessary confirmation / verification for the fax transaction the AMC will send an acknowledgement email to the investor for acceptance or non-acceptance of the transaction. Such acknowledgement email from the AMC shall be considered as valid acceptance or non-acceptance of the transaction request and processed subsequently subject to additional bank-end validity of request.

You need to register your bank through the One Time Mandate form for transfer of funds to the AMC’s account against your purchase transaction. Please Click Here to know more on One Time Mandate Facility.

You can also transfer funds to AMC’s bank account before sending SMS for the Financial Transaction Request through NEFT / RTGS facility.

Please Click Here and refer the question “Which are the Quantum collection bank account details to initiate an NEFT/RTGS transfer?” for our collection bank account details.

For Physical Fax –
Post receipt of the Fax, the request will be time stamped under the time stamping machine and the applicable NAV will be allotted on basis of timestamp and fund utilization in accordance with SEBI (Mutual Funds) Regulations i.e. to consider cut off timing and availability of funds for utilization for determining the applicable NAV the provisions of the respective Scheme Information Documents of the Scheme will be considered.

For Email Fax -
The processing of transactions will be done as per applicable NAV in accordance with SEBI Mutual Fund Regulations i.e. to consider cut off timing and availability of funds for utilization for determining the applicable NAV the provisions of the respective Scheme Information Documents of the Scheme will be considered.

For the purpose of determining the applicable NAV in accordance with SEBI Mutual Fund Regulations, the system recorded date and time of the fax received by the system / Server of the AMC / Registrar. The transaction shall then be processed afterwards subject to further additional backend validity of request.

Note : Incase there is any missing details found in the fax sent, then the same will be rejected.

Quantum Mutual Fund does not deduct Transaction Charges and shall continue not to deduct Transaction Charges as allowed under SEBI Circular No. Cir / IMD / DF/13/2011 dated August 22, 2011.

Quantum Mutual Fund does not deduct Transaction Charges and shall continue not to deduct Transaction Charges as allowed under SEBI Circular No. Cir / IMD / DF/13/2011 dated August 22, 2011.

The processing of transactions will be done as per applicable NAV in accordance with SEBI Mutual Fund Regulations i.e to consider cut off timing and availability of funds for utilization for determining the applicable NAV the provisions of the respective Scheme Information Documents of the Scheme will be considered.

In case of transaction submission through OTP option:
The transaction is deemed to be completed and processed subject to backend based additional validations.

Incase of transaction submission without OTP :
For the purpose of determining the applicable NAV in accordance with SEBI Mutual Fund Regulations, the system recorded date and time at the end of the verification / confirmation call will be considered. The transaction shall then be processed afterwards subject to further validity of request.

Note : There may be delay in delivery / difference in the date and time of the website request received at the server of the AMC and the date and time of the server through which you have sent the message and also the AMC server may not receive / reject the message sent by the you.

For units issued in demat or non-demat form – purchase, dividend reinvestment, switch – stamp duty will be deducted from the net investment amount i.e., gross investment amount less any other deduction like transaction charge. Units will be created only for the balance amount (Net investment amount – stamp duty deducted). Stamp duty will be computed @0.005% on an inclusive method using the formula - ((Investment amount – transaction charge/TDS if any) / 100.005) * 0.005.

Illustration:
Transaction Amount: Rs. 1,00,100
Transaction Charges:/TDS applicable if any: Rs.100
Stamp Duty charged : Rs. 5 ((Transaction Amount - Transaction Charges/TDS applicable if any) * 0.005%
NAV: Rs.10 per unit
Units allotted : 9,999.50
Units value : Rs. 99995.00

The minimum amount for the instant redemption per day per PAN, is Rs. 500/- and multiple of Rs.1/ - thereafter.

With effect from 01st March, 2019 the maximum redemption amount shall be Rs. 50,000 or 50% of latest value of investment (as per last available NAV on records) in the scheme, whichever is lower. This limit shall be applicable per calendar day, per scheme, per investor.

The Instant Redemption transaction will be processed by applying lower of Previous Day NAV or Prospective NAV.

• (a) When the application is received up to 3.00 pm – the lower of (i) NAV of previous Calendar Day and (ii) NAV of Calendar Day on which application is received; will be considered.
• (b) When the application is received after 3.00 pm – the lower of (i) NAV of the Calendar Day on which such application is received, and (ii) NAV of the next Calendar Day will be considered.

The instant redemption amount will be credited to investor’s account (incase all pre-requisites are fulfilled). Also we endeavor to credit the amount into investor’s account within 30 minutes from the transaction time. Incase of any failure of instant redemption payment (due to any bank issue etc), the amount will be credited to investor’s account as per existing SEBI guidelines.

The redemption proceeds will be credited into the bank account selected while placing the instant redemption.
Note: The selected bank account should be IMPS enabled.

No. Instant redemption facility is not available for the demat investors.

The AMC will first process the instant redemption request and later action on any other request.

The AMC reserves right to reject any redemption / switch out / systematic withdrawal or transfer request received through any other mode for any Calendar Day if an Instant Redemption request has been received subsequently and such instant redemption is pending for processing.

No. Currently you can apply for the instant redemption only via web transactions.

No. Currently there are no additional charges for instant redemption facility.

Redemption request can be placed through Depository Participants & Exchange platforms like NSE MFSS/ BSE STAR platform which are available for trading of Mutual Fund Units.

Procedure of redemption for the units held with NSDL:
The investor who holds units in the demat mode can place redemption request only with their Depository Participant. In case the investor desires to redeem units through the Mutual Fund, the dematerialised units have to be converted into physical form (represented by statement of account issued by Quantum AMC) by submitting an application for Re-materialization of units to the Depository Participant. After conversion of such units into the physical mode, the investor can submit an offline/online request for redemption to the AMC. In case of offline redemption application, the redemption would be considered on the date when physical redemption slip is provided duly signed to Quantum AMC and are liable to be rejected.

Procedure of redemption for the units held with CDSL:
An investor who holds units in the demat mode wherein the Depository is CDSL, can place redemption request either with their Depository Participant or with the AMC.

The investor can apply for redemption with AMC through any of the below modes:

• Offline (To know the procedure please refer the question “What is the procedure for redemption?” under Generic FAQs)
• Online (To know the procedure please refer the question “What is the procedure for redemption?” under Generic FAQs)
• Email/Fax/SMS/Whatsapp (To know the procedure please refer the FAQs on Modes of Investments)

Following are the obligations for applying redemption through AMC.

We would also like to bring to your notice that few of the DP’s may not allow to redeem through demat mode at the time of redemption (the reason for not providing this option in your demat account for Quantum may be checked with your DP). Few of the DP’s being – ICICI Securities, Sharekhan, HDFC Securities etc. Hence we request you to check on this with your respective DP before investing through demat mode with us.

1. The instant redemption facility is available for the growth option of Quantum Liquid Fund only
2. Only Resident Individuals and Resident Minor investors except Non Resident Individual can avail this facility.
3. Investor’s IFSC code and the core banking account number should be registered in the folio
4. Investor’s bank account should be IMPS (Immediate Payment Service) enabled
5. The instant redemption can be done only in terms of ‘amount’ only and not in ‘units’

In case you have opted to receive Units in demat mode, we will validate the demat account details provided by you with your depository participant. Upon successful validation, the units will be initiated for allottment in demat mode within 10 business days.

No separate confirmation letter / statement of account will be sent by the Registrar / AMC for successful transfer of units in demat form. However you will be able to view the details of your investments in your demat account holding statement.

In case of unsuccessful validation due to incorrect demat account details or incase the investor details as mentioned in the online application form does not match with that of the account held with the Depository Participant, then Units will be allotted in Physical mode.

a. Obtain and sign DRF: The first step, is to ask your Depository Participant (like ICICIDirect, Sharekhan, Reliance Money, etc) for a ‘Dematerialisation Request Form’ (DRF) for conversion of mutual funds units held in physical form into demat form. Once you have obtained it, kindly fill the DRF and please remember to sign it.

b. Sign all the Statement of Accounts from your Mutual Funds: You will have to collect the statements from us. Once you have them, you have to sign it. This step is important to make sure you have documentary proof that you own those mutual funds in your name.

c. Submitting Documents and Acknowledgement: Kindly submit the duly filled and signed DRF along with and Account Statement issued by us to the Depository Participant. Acknowledgement will be given by the Depository Participant for the document acceptance (subject to verification).

d. Processing: The Depository Participant (DP) will process the application for conversion of physical units into electronic form. For this, the DP would send the request form and Statement of Account to the Asset Management Company (AMC) / Registrar and Transfer Agent (RTA).

e. Confirmation: The AMC / RTA will, after due verification, confirm the conversion request sent by your DP and credit the mutual fund units in your demat account.

In short, you need to first start the process of conversion of units by obtaining the conversion request form (DRF) from your Depository Participant (DP).
Fill up the form and submit it with the required documents and Statements of Account to the DP.
The DP will send the application to the fund house. The request will be verified by the asset management company (AMC) and the Registrar and Transfer Agent (RTA). The fund house will then confirm the request and credit the units to your demat account.

Following is the procedure for Instant redemption.

If you are holding Mutual Fund Units in the physical form, which are represented by a Statement of Account, you can convert these units into dematerialised form in your demat account with any Depository Participant (DP) of NSDL or CDSL. DPs have enabled holding of mutual fund units [represented by Statement of Account] in dematerialised form. You can use your existing demat accounts for converting your mutual fund units in dematerialised form.

Please note that once your mutual funds are in demat form, you can sell them either via a stock broker through the Exchange platform (BSE Star & NSE MFSS) or through the off-market mode i.e. by selling/redeeming it through your Depository Participant.

Note: The investors who hold their units with the CDSL can redeem the units directly with the AMC without converting their units in physical mode (except units of Quantum Liquid Fund, Quantum Dynamic Bond Fund and ETF Funds)

Yes you can make additional purchase, ISIP purchase and cancellation under the same folio using your existing User Id and password which was created during your initial purchase transaction for allotment of Units in demat mode.
Please refer below table for the options enabled and disabled while you log in with your details.

OPTIONS ENABLED

Units requested for Dematerialisation should be free from credit hold, lien or any other hold. In case any units are under hold for want of credit status, conversion will be processed only after clearance of such hold.

Dematerialisation request should not be submitted if the units are lien or locked for any Income Tax or other legal purpose.

Please Click Here for the list of IMPS enabled banks for instant redemption facility.

Under the Instant Redemption (Access) Facility (“Instant Redemption”), the Fund shall endeavor to send the redemption proceeds to the selected registered bank account of the investor, instantly from the receipt of Instant Redemption Request using Immediate Payment Services (IMPS) provided by various banks in accordance with SEBI Circular No. SEBI / HO/ IMD/ DF2/ CIR/P/2017/ 39 dated May 8, 2017. Instant redemption is a type of redemption wherein the investor can get the redemption proceeds instantly i.e. he will get his redemption amount into his account within 30 minutes from the time of the redemption.

Only the below mentioned categories of investors can invest in Quantum Mutual Fund through the online module for demat:

• Adult Resident Indian Individuals
• Non - Resident Indians and persons of Indian origin residing abroad, on a non-repatriable/full repatriation basis (Excluding investors residing in the US, Canada and non-compliant FATF Countries)
• Parents/Lawful guardians on behalf of Minors

Yes. In case the units are held under Demat Form, the Bank account details should also match with the bank account that is linked to the Demat account.

Investors have to ensure that the Bank account through which the investment is being done matches with the bank account details in the demat account, otherwise the application is liable to be rejected.

The list of banks activated for NACH system keep changing on regular intervals with introduction of new banks.

To view the updated list of banks, we request you to Click here and follow the below path:

Products & Services > National Automated Clearing House > NACH Live Banks

Nominations can be made only by individuals applying for/ holding units on their own behalf, singly or jointly.

Non-individuals including societies, trusts, body corporate, partnership firms, the karta of an HUF and the holder of a power of attorney (POA) cannot nominate.

New/First Time Investor:

Existing Folio:

You can submit the physical forms along with all required supporting documents to the addresses mentioned below:

The Turn Around Time (TAT) for the Non-Commercial transaction is 10 business days.

Offline - Applicants who do not wish to nominate, must sign separately confirming their intention not to utilize the nomination facility, i.e. confirming their intention not to nominate, failing which the form may be rejected by the Fund.

Online – Investor has to click on ‘I do not wish to nominate’ under the ‘Nominee Updation’ option (For first time investors).

Existing investors can delete all the nominees incase they do not wish to opt for any nominee in their folio.

The Nomination facility enables a unit holder to nominate another person, who can claim the units, post the unfortunate demise of the unit holder(s).

Similar to the practice as in bank accounts, De-mat accounts and other financial investment products where nomination facility is available, you can register your nominee for your mutual fund investments.

Nomination facility offered by QUANTUM MUTUAL FUND enables a unit holder to nominate an individual, who can claim the units, post the unfortunate demise of the unit holder.

Nomination is now mandatory for new folios opened by an individual, especially with single holding. Even those investors who do not wish to nominate must sign separately confirming their intention to not appoint a nominee.

An investor can nominate any person as a nominee to whom his/her Mutual fund Units will be transferred on his/ her demise. The units will get transferred to the nominee in case of:

• IVR stands for Interactive Voice Response (IVR), a technology that allows an automated system to interact with humans through the use of voice and Dual Tone Multi-Frequency signaling (DTMF) tones input via keypad. IVR allows customers to interact with a company’s host system via a telephone keypad after which they can service their own inquiries by following the IVR dialogue. IVR systems can respond with prerecorded or dynamically generated audio to further direct users on how to proceed.

A written application for the change / registration of the joint holder’s email id is required, duly signed as per the mode of holding.

Existing Individual Investors (irrespective of mode of holding). All holders to be KYC compliant. The investor’s Email Id and Mobile Number needs to be registered in the said folio. A new investor or non-individual investors cannot avail for this facility

Q-Mitra is a facility that will allow the primary holder in the folio to authorize a self-appointed person(s) to act on his/her behalf. The transaction will be initiated only by the Investor and the other designated person will be approached only for verification / confirmation. The verification / confirmation call to Q-Mitra will be for any of the Investor details also.

TPIN is a unique 5-digit folio-based Telephonic Personal Identification Number (TPIN) that allows investors to authenticate themselves on the IVR to access folio-related basic information along with placing Service Requests on IVR.

Only a KYC Compliant resident individual is eligible to be a Q-Mitra.

Following mandatory details required from the person designated as a Q-Mitra :

1. PAN Card number
2. Name of the Q-Mitra
3. Email Id
4. Valid mobile number not more than 10 digits

Yes, you can modify the existing nominee details as well as cancel the existing nomination.

Change/Modify the nominee:

Cancel/Delete the nominee:

The investor can change his tax status from Resident Individual to Non-Resident Individual and vice versa. Please refer the below offline and online procedures.
Offline Process:

Online Process:

NOTE: i) If photocopy of any document is submitted, it should be certified by the bank or investors must produce original for verification. Incase of change of tax status from RI to NRI, the bank account type should be a NRO Bank Account (Non- Resident Ordinary) only as the investment amount earlier was non-repatriable.
ii) It will take 10 working days for the change of resident status request to be processed ( subject to verification ).

KRA generally takes 15 days for updation of these information (however it can be delayed due to various reasons). Once the details get updated in the respective KRA, it will get updated in our records as well.

You can submit your applications along with all required supporting documents as mentioned below:

For folios in demat mode for non ETF schemes, additional purchase transactions will be allowed. For redemption, it will allow only for CDSL based demat folio i.e. in folio which has demat details of CDSL as Depository only. Switch cannot be allowed.

Additional Purchase (in both Demat & Non-Demat Folios)
Redemption (All Non-Demat folios & only in CDSL based Demat Folios)
Switch (only in Non-Demat Folios)

The investor can change his/her Email-id and Contact number under the folio.

Process:

Online - You can change your Email Id and contact details through "Manage Account>Modify Contact Details/Modify Email id" option under the Invest Online section. Please note that PIN is required for change of each criteria.

Offline - You can update your email id/ contact number by any of the following way.

The request will be processed within 10 working days from the day the request was received.

Note : The request is liable to be rejected incase any discrepancies are found while processing the request.

In cases where the Investor in not contactable and the verification/confirmation call was completed over a call/email through Q-Mitra/s, a separate communication will be triggered via SMS/Email to the Investor as well as Q-Mitra/s.

If you have invested in multiple schemes of the same fund house with different folios or invested in same scheme with multiple folios, you can combine/merge all these folios into one consolidated folio instead of keeping track of each scheme/each folio separately in a scheme or across multiple schemes. This process is called consolidation of folios.

Most investors fill in a fresh application form even while investing in the same Mutual Fund or investors tend to invest in same scheme with different folio in case he wants to invest with different holding pattern. This leads to creation of multiple folios (accounts) and investors may find it difficult to maintain and keep records. Mutual Funds and Registrars have given investors the option to CONSOLIDATE all their folios in the same Mutual Funds into one single folio. Consolidation is the merger of two or more folios into one single folio however subject to some parameters/conditions/criteria.

Consolidating folios into one would give you the benefit of having to track and transact in one folio and allow you a single view of your investments in the Fund - all investments in a Fund would reflect in a single statement under one folio.

Process:

Offline: A duly filled and signed Folio Consolidation Form by the unit holders (according to mode of holding).

Online:

1. Visit www.QuantumAMC.com
2. Login with your user id/PAN and password/OTP (The source and target folio must be mapped with the same user id)
3. Click on ‘Folio Consolidation’ under the Manage Account
   
4. Enter the PIN and click on ‘Submit’
5. Enter the source and target folio (If the mode of holding in the target folio is ‘Single’ and no nominee is registered, you will get a pop –up message to register a nominee or select another folio. Nominee can be registered online under Non-Commercial Transactions > Nominee Updation option)
6. Click on Submit
7. An acknowledgement of consolidation message will display on-screen. Also it will be triggered on the email id and mobile number (registered in the target folio).

To know more about the consolidation please Click Here

Non individual Investors such as a company, HUF, trust etc. are not allowed to transact through IVRS

For transacting through IVRS, you need to call on our Toll Free Numbers: 1800 22 3863 / 1800 209 3863 and visit below menu after the Welcome message:

1. Select Language
2. Select option 3 from Main Menu for Existing Investors
3. Enter the Folio Number in which you wish to transact
4. Select option 2 if you already have a TPIN, else select 1 to generate a TPIN
5. After entering the valid TPIN, please refer the below procedure for commercial and non-commercial transactions.

a. Commercial Transactions - Select option 2 from Investor Menu for doing Commercial Transaction in your folio then select the below options and follow the instructions as per the transaction type.

Additional Purchase – Press 1
Redemption – Press 2
Switch – Press 3

b. Non-Commercial Transactions – Select the below options and follow the instructions as per the transaction type.

Current valuation details – Press 1
Last three transaction details – Press 3
Request for Account Statement – Press 4
To unlock the user id/transaction PIN/reset password – Press 5
To update the mobile number – Press 6
To update the FATCA details – Press 7

After you place any of the above commercial transaction request on IVRS, an acknowledgement email and SMS with the transaction details will be triggered at your registered Email Id and Mobile Number.

P.S:- For Additional Purchase and Switch, KYC and FATCA of all the holders need to be readily updated in the folio, else the transaction will be discontinued.

Registration of nomination will facilitate easy transfer of funds to the nominee on the demise of the Investor. In absence of nominee, a claimant would have to produce a host of documents like a Will, Legal heir Certificate, No-objection Certificate from other legal heirs etc. to get the units transferred in his/her name.

Proper nomination ensures smooth transmission of investments to the nominee.

Nomination can be in favour of individuals, including minors, the Central Government, a Local authority, any person designated by virtue of his office or religious or charitable trusts.

A non-resident Indian can be a nominee, subject to the exchange control regulations in force from time to time.

Nomination cannot be in favor of a trust (other than a religious or charitable trust), society, body corporate, partnership firm, Karta of HUF or a Power of Attorney holder. An NRI can be a nominee, subject to the exchange controls in force from time to time.

Note: In case of an online addition of nominee, currently only an Individual investor/minor can be added as a nominee.

1. This facility is available for existing individual investors only.
2. All unit holders in the folio should be KYC compliant to avail this facility.

Please Click Here to refer the complete flowchart of IVR, for ready reference. However, please note that an investor will be able to invest only in Direct Plans through the IVR. Regular Plan transactions will be introduced soon.

Investor to submit to us a completed and signed Unclaimed Redemption/Dividend Form (available in the download section of our website).

Note:

No. In such a case the investor has to approach his Depositary Participant.

Except for "Change Mobile Number", you will be able to avail all other Service Request facilities in IVR. Mobile Number cannot be changed using TPIN on IVR for Demat folios because the contact details are captured in the folio on the basis of the BENPOS (Beneficiary Position) Report received from the respective Depository Participant (DP).

Yes, you can add or delete the joint holders in your existing folio. This is allowed for joint, anyone / Survivor or single mode of holding. You can avail this facility by submitting the requisite forms. Click here to view more details and to Download Forms for Addition or Deletion of joint holders.

Documents for Deletion of holder/s in a folio incase of demise of the joint holder.
> A duly signed written request to be submitted by the surviving unit holder should be submitted to the AMC with supporting documents.
> In case of death of any unit holder, the surviving joint holder(s) have to follow the transmission procedure on the name of the surviving joint holder(s).

Deletion of First holder is not allowed except in case of transmission (demise of first applicant). Click here to know more on Transmission of units.

Investor will receive a call for intimation on the registered contact numbers; subsequently, an email will be triggered to the investor’s registered Email Id giving a status update on the Service Request Id.

Note: For the request of Email Statement of Account (SOA), Service Request Id will be closed once Email copy of SOA is sent to the investor on his/her registered Email Id.

The following are the roles of a Q-Mitra.

• Initiate a transaction - A person appointed by the investor as the Q Mitra can initiate a transaction request on behalf of the investor. The transaction request initiated by the Q Mitra shall be processed on confirmation / verification from the investor. If for any reason confirmation / verification is not completed then the transaction initiated by Q Mitra will not be processed and request shall stand rejected by the AMC.
• Verification Call - The Q-Mitra will be contacted by Quantum Mutual Fund only if the primary holder is not contactable for any verification / confirmation through call/email. Post successful registration of Q-Mitra, he will be authorized to verify/confirm on behalf of the Investor over the call/email received from our Customer Care Team and the verification calls are made to Investors presently for transactions submitted by Investors through Whatsapp, Hike, SMS, Email etc. Also calls are made for guiding the investor in case of any rejections and for collecting Investor details. In case the Investor is not contactable, these calls as mentioned above will be made to the registered Q-Mitra.

You can generate a new TPIN. Please refer the flow chart to generate a new TPIN.

Note: The old TPIN will be deactivated once you generate a new TPIN.

NAV (Net Asset Value) Applicability for Purchase:

For Liquid funds: Where the application is received up to 2.00 p.m. on a day and funds are available for utilization before the cut-off time, the applicable NAV shall be closing NAV of the day immediately preceding the day of receipt of application.

For Non-Liquid Funds (Amounting to Rs. 2 lakhs and more) - Where the application is received up to 3.00 p.m. on a day and funds are available for utilization before the cut-off time, the applicable NAV shall be closing NAV of the same business day.

For Non-Liquid Funds (Amounting to less than Rs. 2 lakhs) - Where the application is received before the cut-off time (3.00 pm), the applicable NAV shall be closing NAV of the same business day.

NAV (Net Asset Value) Applicability for Redemption:
Where the application is received before the cut-off time (3.00 pm), the applicable NAV shall be closing NAV of the same business day

NAV (Net Asset Value) Applicability for Switch:
Please refer our link https://invest.quantumamc.com/onlinenew/Switch%20Matrix.pdf on Switch Matrix for detailed information on NAV Applicable for switch transactions

Yes. An email will be triggered to the primary holder as well as the appointed Q-Mitra/s post successful registration and also in case of addition /modification/deletion in Q-Mitra Details

Please follow the below process for TPIN generation:

1. Dial our toll-free number and press 3 from Main Menu
2. Enter and confirm the folio number
3. From the list of service options prompted in the next menu on the IVR [i.e – (1) Generate a new TPIN, (2) Enter TPIN and (3) Change TPIN], press 1 to select the Generate a new TPIN option
   
4. A 5-digit TPIN will be sent to the Mobile Number registered with us under the respective folio number

Note: TPIN is triggered and sent only to the 10-digit Mobile Number registered with us in our records under respective folio number and it should not be prefixed with 0, 91, +91, 091, or +091 to enable them to receive TPIN through SMS. Currently, TPIN will not be triggered to the Overseas Mobile Number registered in the folio.

Yes. You can modify as well and delete the details of your Q-Mitra.

Modification of the Q-Mitra details:

Note: Only Email Id and mobile number can be modified through the ‘Modify’ option.

Deletion of Q-Mitra details:

If your already have an OTM/NACH registered in the respective folio, then you may either select OTM/NACH for making the payment or you may opt for NEFT / RTGS payment mode whereby you will be required to first transfer the payment to anyone of our Collection Bank Accounts (NEFT/RTGS Bank Detail); after transferring the investment amount, you may then initiate an additional purchase transaction on IVRS as per steps mentioned above and during this session, you will be prompted to enter the last 4 numeric digits of the NEFT/RTGS Bank Reference Number to complete the transaction request and further identification and tracking of funds.

If you do not have an OTM/NACH registered in the folio, we suggest you to register using Online / Offline Procedure. Please visit our FAQ section ‘One Time Mandate NACH’ at https://quantumamc.com/FAQ.aspxfor more information on the same. However, you may still use NEFT / RTGS payment mode as mentioned above.

Below are the folio-based Services Requests which can be requested using TPIN on IVR:

1. Statement of Account (Both Email & Physical)
2. Unlock User Id / PIN
3. Reset Password
4. Change Mobile Number
5. FATCA Updation

After appropriate selection of above-mentioned service request on IVR, a Service Request Id will be generated and sent on the registered 10 digit Mobile Number of the respective Folio Number.

Please refer below table for the minimum amount required to invest or redeem in the Quantum ESG Equity Fund.

Load structure for the Quantum India ESG Equity Fund is mentioned below:
Entry Load: NIL*
* Not Applicable (In terms of SEBI circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, 2009 it has been notified that, w.e.f. August 01, 2009 there will be no entry load charged to the schemes of any Mutual Fund.)
It should be noted that Quantum Mutual Fund has not charged Entry Load for any of its schemes since inception. We were one of the first mutual funds in India to launch schemes with no entry load, much prior to SEBI discontinuing the same.

Exit Load:

The investor is requested to check the prevailing load structure of the scheme before investing. Any imposition or enhancement in the load shall be applicable on prospective investments only.
Redemptions / Switch outs of units will be done on First In First Out (FIFO) basis. The above mentioned load structure shall be equally applicable to the special products such as Systematic Withdrawal Plan (SWP) / Systematic Transfer Plan (STP) and Switches etc. However, no load shall be charged for switching between options within the Scheme.

You will get the email and SMS transaction confirmation after the successful processing of the transaction.

Only one common folio will be generated after the successful processing of multiple scheme transaction.

Note: The mode of payment viz, UPI and IMPS will be disabled if the total amount of purchase exceeds Rs. 100,000/-

Our server time at the instance of confirmation of the transaction will be considered as the final time to determine transaction time, cut-off time and consequentapplicable NAV.Also the NAV applicability will be basis scheme features and latest SEBI guidelines.

Yes. On acceptance of the application for subscription, an allotment confirmation along with the account statement (password protected) specifying the number of units alloted by way of email/or SMS (if the mobile number is not registered under the Do Not Call Registry) within 5 business days from the date of receipt of transaction request is triggered to the investor. The password to open transactional statements is Primary holder’s / Guardian PAN in capital letter

Note: For G-mail users here are the below steps to open the PDF statement:

1. Click on the PDF attachment and enter the password
2. Click on ‘Open With’
3. Select ‘DocHub or Lumin PDF’
4. Please enter your Password and click on create document
5. After clicking on Create document it will open the document.

Thereafter, a CAS for each calendar month shall be sent by mail/email on or before 10^th of the succeeding month to the unitholders.

Also you can generate the Statement of Account via login using password at our Invest Online Portal /Mail Back Facility.

Note: The password to open the statement generated via Login using password/Login using OTP/Mail Back facility will be the first holder / guardian PAN (in capital). For example, if the PAN is ABCDE1000F, then the correct password will be ABCDE1000F and not abcde1000f.

PAN Exempt Investor : Please enter the reference number provided by KRA (in capital) to open the attachment.

Investor subscribing under Direct Plan of a scheme will have to indicate ‘Direct Plan’ against the scheme name in the application form e.g. “Quantum Long Term Equity Value Fund – Direct Plan” and under ‘regular Plan’ “Quantum Long Term Equity Value Fund – Regular Plan”.

In case of valid application received without indicating any choice of plan then the application will be processed for plan as under:

In case of wrong/ invalid/ incomplete ARN codes mentioned on the application form, the application shall be processed under the Regular Plan. The AMC shall contact and obtain the correct ARN within 30 calendar days of the receipt of the application form from the investor/ distributor. In case, the correct code is not received within 30 calendar days, the AMC shall reprocess the transaction under Direct Plan from the date of application.

Currently the investors can do only new purchase transactions viz,

Mr. Chirag Mehta is managing the scheme.

Chirag Mehta has more than 11 years of experience in handling commodities. Chirag is a qualified CAIA (Chartered Alternative Investment Analyst), and has also completed his Masters in Management Studies in Finance. He has interned at Kotak & Co. Ltd and has also attended the Federation of Indian Commodities Exchanges as part of his internship.

Ms. Sneha Joshi is the Associate Fund Manager.

PLEASE NOTE THAT YOU NEED TO BE KYC COMPLIANT TO INVEST WITH US.

Click here to know more about KYC.

The investment policies of the Scheme shall be as per SEBI (Mutual Funds) Regulations, 1996, and within the following guideline. The asset allocation under the Scheme, under normal circumstances, will be as follows:

The proportion of the scheme portfolio invested in each sector will vary to track sector weights that of a broad well-diversified indices to ensure portfolio diversification. The proportion of the scheme portfolio invested in each type of security within the sector will vary depending upon a comprehensive analysis of the company based on the Environmental, Social and Governance factors impacting the company and their peer group within its sector of operations.

The above asset allocation is only indicative and may change from time to time, keeping in view the market conditions and applicable rules and regulations.

It can be obtained from any of the Local Operating Units (LOUs) accredited by the Global Legal Entity Identifier Foundation (GLEIF), the body tasked to support the implementation and use of LEI. In India, LEI can be obtained from Legal Entity Identifier India Ltd. (LEIL) (https://www.ccilindia-lei.co.in), which is also recognised as an issuer of LEI by the Reserve Bank.

Yes. As per RBI circular (RBI/2020-21/82 DPSS.CO.OD No.901/06.24.001/2020-21) 20-digit LEI code of remitter and beneficiary (non-individuals) are mandatory w.e.f. 1.4.2021 for NEFT/RTGS transactions amounting to Rs. 50 crores and above.

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

The Net Asset Value is the market value of the securities held by the scheme. The NAV per unit is the market value of securities of a scheme divided by the total number of units of the scheme on any particular date.

e.g. If the value of all the securities in a scheme is Rs. 10,000 and the total number of units issued = 1,000, the NAV per unit will be 10,000/1,000 = Rs. 10.

IDCW Payout: When Mutual Fund companies make profits, they distribute part of that profit to their investors by way of IDCW. You are advised to select this option if you wish to keep getting returns frequently.

IDCW Reinvestment: This is similar to IDCW payout except that the IDCW declared is re-invested in the same fund on the same days NAV. So, all your profit is invested back in the same fund plus you will receive some additional units to add to your corpus.

Note: IDCW stands for "Income Distribution cum Capital Withdrawal"

To check the performance of the Quantum Dynamic Bond Fund you will have to go through the current factsheets.
Click here for detailed Scheme Factsheet.

Yes. You can select different transaction type for each scheme as per your desire. However only one common transaction reference number will be generated for all the transactions submittedand shared with investor.

Note: One Inhouse reference number (IH number) will be generated for each scheme transaction for processing.

The Investment Objective of the scheme is to achieve long-term capital appreciation by investing in share of companies that meeting Quantum’s Environment, Social and Governance (ESG) “Swacch” criteria.

Quantum Mutual Fund does not deduct Transaction Charges and shall continue not to deduct Transaction Charges as allowed under SEBI Circular No. Cir / IMD / DF/13/2011 dated August 22, 2011.

The unit holders are given an option to hold the units in physical mode or in dematerialized mode.

The Investor intending to hold the units in dematerialized mode will be required to have a beneficiary account with a Depository Participant and will be required to mention the DP’s Name, DP ID No. and Beneficiary Account No. with the DP in the application form at the time of subscription / additional purchase of the units of the Scheme.

It may be noted that in case of option to hold units in dematerialized mode under Systematic Investment Plan (SIP), the units will be credited to Investor’s demat account on weekly basis on every Monday subject to realization of funds in the last week. For e.g. Units will be credited to investor’s demat account on following Monday for realization status of funds received in the last week from Monday to Friday.

It may be noted that the facilities viz. Switch in and out/ Systematic Withdrawal Plan (SWP) / Systematic Transfer Plan (STP) are currently not available in the dematerialized mode.

The following features are available in the scheme:

Systematic Investment Plan (SIP): This feature enables investors to save and invest periodically over a long period of time. Click here to know more about SIP in detail.

Systematic Withdrawal Plan (SWP): This feature enables an investor to withdraw amount/units from their holdings in the Scheme at periodic intervals through a one-time request. Click here to know more about SWP in detail.

Systematic Transfer Plan (STP): This feature enables an investor to transfer fixed amounts from their accounts in the Scheme to another scheme within a folio from time to time. Click here to know more about STP in detail.

Click here to view switch matrix for the applicable NAV.

Triggers: A trigger is a facility that allows you to specify an exit target (linked to value or time) or to receive an update when the desired levels are reached. The moment this target is achieved, the trigger gets activated. There can be Alert triggers or Action triggers.

Click here to view the FAQ on Trigger Facility.

Please note that these features are not available under Exchange traded funds i.e. Quantum Gold Fund and Quantum Index fund.

Mr. Chirag Mehta is managing the scheme.

Chirag Mehta has more than 11 years of experience in handling commodities. Chirag is a qualified CAIA (Chartered Alternative Investment Analyst), and has also completed his Masters in Management Studies in Finance. He has interned at Kotak & Co. Ltd and has also attended the Federation of Indian Commodities Exchanges as part of his internship.

Mr. Nilesh Shetty is the associate fund manager of the scheme.

Nilesh has more than 12 years of experience in research. He has been a part of Quantum Asset Management Company since 2009, and at present is the Associate Fund Manager for Quantum Long Term Equity Value Fund and Quantum Multi Asset Fund of Funds. Nilesh is a qualified CFA (Chartered Financial Analyst), and has completed his Masters in Management Studies (Finance) from the Mumbai University.

The investment objective of the scheme is to achieve long-term capital appreciation by investing primarily in shares of companies that will typically be included in the S&P BSE 200 Index and are in a position to benefit from the anticipated growth and development of the Indian economy and its markets.

Direct Plan:
The expense ratio of the Direct Plan of the Quantum Multi Asset Fund of Funds is 0.10% p.a. with effect from August 19, 2020 (Post GST).

Regular Plan:
The expense ratio of the Regular Plan of the Quantum Multi Asset Fund of Funds is 0.47% p.a. with effect from August 19, 2020 (Post GST).

Yes, there is an option to hold the units in dematerialized mode.

To avail the same you should have a Demat/beneficiary account with a DP and need to mention all the details of your account no. and DP while filling the application form.

Also please note that SIP is allowed in Demat mode BUT Switch in/ Switch out/ Systematic Withdrawal Plan / Systematic Transfer Plan are currently not available in the demat mode.

Click here to view the FAQs on Demat.

NAV Applicability

If the valid application received up to 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription/ purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme and are available for utilization before the cut-off time (3.00 p.m.)- the closing NAV of the day shall be applicable. If the valid application received after 3.00 p.m. on a Business Day at the official point (s) of acceptance and funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Scheme on same day or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day- the closing NAV of the subsequent Business Day shall be applicable;

Irrespective of the time of receipt of application at the official point(s) of acceptance, where the funds for the entire amount of subscription / purchase (including switch-in) as per the application are credited to the bank account of the respective Schemes on or before the cut - off time of the subsequent Business Day i.e. funds are available for utilization before the cut-off time of subsequent Business Day - the closing NAV of such subsequent Business Day shall be applicable;

For Systematic Investment Plan (SIP), Systematic Transfer Plan (STP), Dividend Transfer Facility:

The units will be allotted based on which the funds are available for utilization by the respective schemes / target schemes irrespective of the installment date of the SIP, STP or record date of dividend declarations. It may also be noted that allotment of units in the normal course will be based on realization of amount of subscription or the date of receipt of application or the date of instalment (in case of SIP) whichever is later if both realization and application dates are different.

Further, if the time of realization of funds can’t be ascertained then the allotment of units will be as per the day and date of realization of amount of subscription.

The scheme may invest in the following Instruments:

The above asset allocation is only indicative and may change from time to time, keeping in view the market conditions and applicable rules and regulations.

Quantum Dynamic Bond Fund will offer active interest rate management by altering the maturity profile of the portfolio at appropriate time, based on interest rate views of the fund manager.

The scheme will not invest in repo of corporate debt securities and Credit Default Swaps (CDS). Major portion of assets will be invested in Government bonds and/or PSU Bonds.

The Benchmark for the Scheme is domestic price of physical Gold. The scheme would primarily invest in physical gold with an investment objective to generate returns that are in line with performance of gold and gold related instruments. Hence, the benchmark is chosen as it is most suited for comparing the performance of the scheme with regard to its stated objective.

The scheme offers only Growth Option.

Direct Plan:
The expense ratio of the Direct Plan of the Quantum Equity Fund of Funds is 0.51% p.a. with effect from July 1, 2017 (Post GST).

Regular Plan:
The expense ratio of the Regular Plan of the Quantum Equity Fund of Funds is 0.75% p.a. with effect from July 1, 2017 (Post GST).

This is an indicative list and you are requested to consult your financial advisor to ascertain whether the scheme is suitable to your risk profile.
The following persons are eligible and may apply for subscription to the Units of the Scheme (subject, wherever relevant, to purchase of units of mutual funds being permitted under relevant statutory regulations and their respective constitutions):